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Peter James Sanborn

Fidelity Brokerage Services LLC

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About Peter James Sanborn

Peter James Sanborn is a financial professional with over 10 years of experience in the financial industry. Peter is currently registered with Fidelity Brokerage Services LLC and holds Series 7, 9, 10, and 63 licenses. Peter is licensed in Massachusetts, New Hampshire, Texas, and Utah.

Firm Information

Peter Sanborn is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Sanborn’s Registration & Firm History

NH

08/15/2012 - Present

Fidelity Brokerage Services LLC (MERRIMACK NH)

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Licenses & Designations

BC

Issued 08/24/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/19/2015

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/20/2015

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/14/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Peter James Sanborn.
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