Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Nolan is a financial advisor with over 20 years of experience in the industry. Peter is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., which is a large firm with over $1 trillion in assets under management. Peter has a wide range of experience, including working with individuals, corporations, and institutions. Peter holds the Series 3, 7, and 66 licenses, as well as the SIE exam. Peter is also registered in several states, including California, Texas, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/25/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MILL VALLEY CA)
MA
01/11/2013 - 05/17/2017
FUNDS DISTRIBUTOR, LLC (BOSTON MA)
NY
11/03/1992 - 08/02/1993
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BOTH
Issued 01/27/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/26/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2014
Series 3 - National Commodity Futures Examination
BC
Issued 01/10/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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