Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter James Nerone is a financial professional with over 30 years of experience in the industry. Peter is currently registered with MM Ascend Life Investor Services, LLC in Ohio. Peter has held several leadership positions in the industry including being a Compliance Director for MassMutual Ascend Life Insurance Company, which is the parent company of MM Ascend Life Investor Services, LLC. Peter is also a board member for Devou Properties, INC. and is active in community organizations such as the Devou Park Advisory Council and the Behringer Crawford Museum. Peter is also a Chartered Financial Consultant (ChFC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Maintaining registration but not actively providing advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Maintaining registration but not serving clients
1
2
OH
05/26/2011 - Present
MM Ascend Life Investor Services, LLC (CINCINNATI OH)
DE
10/02/1990 - 12/07/1993
PML SECURITIES COMPANY (NEWARK DE)
KS
06/22/1989 - 09/24/1990
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 12/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 02/28/2017
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/03/1996
Series 4 - Registered Options Principal Examination
BC
Issued 03/06/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/09/1995
Series 24 - General Securities Principal Examination
BC
Issued 07/11/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/1995
Series 7 - General Securities Representative Examination
BC
Issued 06/20/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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