Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Moran is a financial professional with over 30 years of experience in the industry. Peter is currently registered with Foreside Fund Services, LLC in Fort Lauderdale, FL. Prior to this role, Peter worked for several other financial firms, including Emerging Growth Equities, Ltd., PFPC Distributors, Inc. and Constellation Investment Distribution Company Inc. Peter has a broad range of experience in the financial industry, including securities, investment advisory, and financial planning. Peter holds Series 7 and Series 63 licenses and is a licensed Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
12/19/2019 - Present
Foreside Fund Services, LLC (Fort Lauderdale FL)
PA
11/04/2016 - 03/02/2018
FORESIDE FUND SERVICES, LLC (Philadelphia PA)
PA
01/10/2015 - 02/05/2016
EMERGING GROWTH EQUITIES, LTD. (KING OF PRUSSIA PA)
PA
01/04/2010 - 12/03/2013
FORESIDE FUND SERVICES, LLC (BERWYN PA)
PA
11/17/2006 - 12/31/2009
PFPC DISTRIBUTORS, INC. (BERWYN PA)
PA
10/05/2001 - 12/31/2005
CONSTELLATION INVESTMENT DISTRIBUTION COMPANY INC. (JENKINTOWN PA)
PA
05/09/1997 - 10/01/2001
SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)
CA
06/10/1994 - 07/17/1995
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
CA
09/29/1992 - 05/17/1994
PACIFIC MUTUAL DISTRIBUTORS, INC. (NEWPORT BEACH CA)
VA
09/30/1991 - 09/08/1992
DAVENPORT & CO. OF VIRGINIA, INC. (RICHMOND VA)
NC
05/18/1990 - 10/03/1991
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NY
03/27/1986 - 05/16/1990
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
03/27/1986 - 05/16/1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 12/19/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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