Invested Better
Unclaimed

Unclaimed

Unclaimed

Peter James McSherry

Santander US Capital Markets LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Peter? Claim Your Profile

About Peter James McSherry

Peter McSherry is a registered representative at Santander US Capital Markets LLC and has been in the industry since 1994. Peter has a diverse range of experience in the financial services industry. Peter holds Series 3, 7, and SIE licenses and has been registered in 15 states. Peter was previously employed by Castleoak Securities, LP, Deutsche Bank Securities Inc., BT Alex. Brown Incorporated, Garban LLC, and Garvin GuyButler GP.

Firm Information

Peter McSherry is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Peter McSherry’s Registration & Firm History

NY

07/17/2017 - Present

Santander US Capital Markets LLC (NEW YORK NY)

NY

06/01/2015 - 07/12/2017

CASTLEOAK SECURITIES, LP (NEW YORK NY)

NY

06/07/1999 - 01/09/2015

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

MD

12/09/1997 - 06/07/1999

BT ALEX. BROWN INCORPORATED (BALTIMORE MD)

NY

07/15/1996 - 08/27/1997

GARBAN LLC (NEW YORK NY)

NJ

02/18/1994 - 08/27/1997

GARVIN GUYBUTLER GP (JERSEY CITY NJ)

Not sure if Peter James McSherry is right for you?

Licenses & Designations

BC

Issued 10/29/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/11/2013

Series 3 - National Commodity Futures Examination

BC

Issued 08/27/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter James McSherry.
Not sure if Peter James McSherry is right for you?