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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter McCarthy is a financial advisor with Raymond James Financial Services Advisors, Inc. in Columbus, Ohio. Peter has been in the financial services industry since 1992. Peter has a Series 7, Series 63, Series 24, and Series 4 license. Peter is also a Certified Financial Planner. Peter specializes in providing financial planning services to individuals, corporations, and charitable organizations. In addition to his role at Raymond James, Peter also works with Ballou Family Office, a support company based in Columbus.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
OH
10/06/2020 - Present
Raymond James Financial Services Advisors, Inc. (Columbus OH)
OH
03/20/2020 - 10/02/2020
PNC CAPITAL MARKETS LLC (COLUMBUS OH)
OH
08/10/2017 - 12/31/2019
PNC FUNDS DISTRIBUTOR, LLC (Columbus OH)
OH
04/12/2017 - 07/11/2017
SCOTTRADE, INC. (WESTERVILLE OH)
NY
02/14/2011 - 06/30/2016
PIMCO INVESTMENTS LLC (NEW YORK NY)
NY
06/08/2006 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
IL
09/04/2003 - 06/09/2006
DWS SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
NJ
04/12/1999 - 09/03/2003
NYLIFE DISTRIBUTORS INC. (JERSEY CITY NJ)
NY
08/27/1998 - 04/27/1999
NYLIFE SECURITIES INC. (NEW YORK NY)
ME
12/06/1995 - 07/21/1998
BISYS FUND SERVICES LIMITED PARTNERSHIP (PORTLAND ME)
FL
08/09/1993 - 11/01/1995
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
09/03/1991 - 08/09/1993
INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)
FL
12/19/1989 - 06/26/1990
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NY
06/20/1989 - 07/24/1989
HIBBARD BROWN & CO., INC. (NEW YORK NY)
BOTH
Issued 09/16/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/05/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/1992
Series 4 - Registered Options Principal Examination
BC
Issued 04/09/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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