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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Mathes has been a registered investment advisor since 1997. Peter is a Principal at Ameriprise Financial Services, LLC. Peter is a licensed and registered financial advisor in Connecticut and Minnesota. He has held registrations for 8 different state securities jurisdictions. Peter's employment history also includes roles at Prudential Investment Management Services LLC and Edward Jones. Peter has passed several industry exams including the Series 65, Series 63, Series 4, Series 53, Series 24, Series 52TO, Series 99TO, Series 31 and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
07/07/2020 - Present
Ameriprise Financial Services, LLC (Minneapolis MN)
CT
04/30/2005 - 05/07/2019
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)
CT
10/13/1999 - 04/30/2005
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. (HARTFORD CT)
MO
05/16/1997 - 09/29/1999
EDWARD JONES (ST. LOUIS MO)
NJ
03/30/1995 - 11/06/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/12/1994 - 03/31/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 02/26/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2017
Series 4 - Registered Options Principal Examination
BC
Issued 12/28/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/02/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 04/11/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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