Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter James Mangan is a financial professional with over 14 years of experience in the industry. Peter is currently registered with Guggenheim Securities, LLC and has been with them since 2014. Previously, Peter was with Oppenheimer & Co. Inc. and City Capital Advisors, LLC. Peter holds the Series 7, 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/31/2014 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
07/17/2012 - 03/17/2014
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
06/07/2011 - 08/17/2011
OPPENHEIMER & CO. INC. (NEW YORK NY)
IL
01/06/2009 - 07/19/2010
CITY CAPITAL ADVISORS, LLC (CHICAGO IL)
IL
07/06/2007 - 10/03/2008
BROWN, GIBBONS, LANG & COMPANY SECURITIES, INC. (CHICAGO IL)
BC
Issued 07/31/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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