Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Malone is a financial advisor with Spartan Capital Securities, LLC. Peter has over 20 years of experience in the financial services industry. Peter has a Series 7, Series 63, and SIE licenses. Peter is registered in 39 states. Peter has previously worked at SW Financial, Worden Capital Management LLC, National Securities Corporation, Laidlaw & Company (UK) Ltd., Sands Brothers & Co., Ltd., and Global Capital Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/16/2023 - Present
Spartan Capital Securities, LLC (NEW YORK NY)
NY
10/06/2021 - 05/11/2023
SW FINANCIAL (NEW YORK NY)
NY
11/29/2019 - 10/08/2021
WORDEN CAPITAL MANAGEMENT LLC (New York NY)
NY
02/22/2017 - 12/10/2019
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
08/23/2004 - 03/16/2017
LAIDLAW & COMPANY (UK) LTD. (NEW YORK NY)
NY
04/02/2002 - 08/23/2004
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
CO
06/21/2001 - 03/26/2002
GLOBAL CAPITAL SECURITIES CORPORATION (ENGLEWOOD CO)
BC
Issued 07/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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