Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Klarides is a registered investment advisor representative with Osaic Institutions, Inc. Peter has been in the securities industry since 1987. Peter has worked for several firms including HSBC Securities (USA) Inc., HSBC Brokerage (USA) Inc., and Investors Center, Inc. Peter is registered in 15 states and has passed several industry exams including Series 63, 66, 7, 10, 24 and SIE. Peter's current registrations are with Osaic Institutions, Inc. in New Jersey, New York and Texas. Peter also works for Popular Bank. Peter is a registered investment advisor representative and provides financial planning, educational seminars, selection of other advisors, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
01/09/2025 - Present
Osaic Institutions, Inc. (New York NY)
NY
01/01/2005 - 10/19/2020
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
07/13/2001 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
WI
03/21/1996 - 07/05/2001
INVEST FINANCIAL CORPORATION (APPLETON WI)
IN
10/12/1994 - 02/29/1996
MDS SECURITIES INCORPORATED (CARMEL IN)
NY
11/29/1993 - 10/04/1994
WALL STREET INVESTOR SERVICES (NEW YORK NY)
NY
04/20/1993 - 11/05/1993
DIME SECURITIES OF NY, INC. (BROOKLYN NY)
NJ
05/24/1991 - 04/08/1993
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
NA
02/07/1991 - 04/22/1991
H. STARR FINANCIAL CORP.
NY
09/18/1990 - 12/14/1990
ROBERT TODD FINANCIAL CORP. (NEW YORK NY)
NJ
03/20/1990 - 08/23/1990
BAIRD, PATRICK & CO., INC. (FAIRFIELD NJ)
NA
12/22/1989 - 03/22/1990
SOUTH RICHMOND SECURITIES, INC.
NA
11/21/1989 - 12/13/1989
V P SECURITIES, INC.
NJ
11/16/1989 - 12/08/1989
DONALD & CO. SECURITIES INC. (TINTON FALLS NJ)
NA
03/08/1989 - 11/20/1989
WILLIAM M. CADDEN & CO., INC.
NA
03/02/1987 - 03/10/1989
INVESTORS CENTER, INC.
BOTH
Issued 03/05/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/10/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/11/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/14/2000
Series 24 - General Securities Principal Examination
BC
Issued 09/01/1992
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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