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Peter James Kelton

BGC Financial, LP

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About Peter James Kelton

Peter James Kelton is a financial professional with over 30 years of experience in the securities industry. Peter is currently registered with BGC Financial, LP and holds the Series 7, Series 55, Series 57TO and SIE licenses. Peter is licensed in Connecticut and New York and has previously held registrations in New York and New Jersey. Peter has worked at a variety of firms including GFI Securities LLC, MPS Global Securities, LLC, and Garvin GuyButler Corporation.

Firm Information

Peter Kelton is currently registered with BGC Financial, LP. BGC Financial, LP is a Partnership that was formed on April 2, 2008. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have been involved in 36 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

132

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Kelton’s Registration & Firm History

NY

01/04/2013 - Present

BGC Financial, LP (JERICHO NY)

NY

04/05/2010 - 01/07/2013

MPS GLOBAL SECURITIES, LLC (NEW YORK NY)

NY

12/01/2003 - 02/17/2010

GFI SECURITIES LLC (NEW YORK NY)

NY

02/03/2000 - 12/17/2003

INTER-DEALER BROKERS LLC (NEW YORK NY)

NY

02/26/1994 - 07/12/2002

GFI SECURITIES LLC (NEW YORK NY)

NJ

07/01/1992 - 03/24/1993

GARVIN GUYBUTLER CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 01/23/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/27/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/16/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Peter James Kelton.
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