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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Keating has been an active advisor in the industry since March 1998. Keating is registered as a broker-dealer and investment advisor in multiple states. Keating is associated with United Planners' Financial Services Of America A Limited Partner, a firm with approximately $1 billion - $10 billion in assets under management. The firm's main office is located in Scottsdale, Arizona. Keating provides a variety of financial services, including financial planning, pension consulting, and portfolio management for individuals.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
11/25/2013 - Present
United Planners' Financial Services OF America A Limited Partner (COLUMBIA MD)
PA
03/20/1998 - 12/11/1998
CAPITAL STRATEGIES LIMITED (PHILADELPHIA PA)
MA
03/09/1998 - 03/20/1998
DELTA EQUITY SERVICES CORPORATION (BOLTON MA)
IA
Issued 12/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/15/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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