Unclaimed
Peter Hammond is a financial advisor at Robert W. Baird & Co. Inc., where he has been employed since April 2012. Peter has been working in the financial industry since January 1997 and has extensive experience in the field. In addition to his Series 7, 24, and 63 licenses, Peter has also earned the SIE designation, demonstrating his commitment to staying current with industry best practices. Peter specializes in providing a range of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
04/13/2012 - Present
Robert W. Baird & Co. Inc. (MILWAUKEE WI)
WI
01/09/2004 - 04/09/2012
GRAND DISTRIBUTION SERVICES, LLC (MILWAUKEE WI)
WI
01/20/1997 - 04/09/2012
UMB DISTRIBUTION SERVICES, LLC (MILWAUKEE WI)
ME
02/16/1999 - 10/01/1999
NORTHERN FUNDS DISTRIBUTORS, LLC (PORTLAND ME)
BC
Issued 11/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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