Unclaimed
Peter Goldsmith is a financial professional with over 20 years of experience in the industry. Peter has a strong background in securities and investment banking, having worked at several prominent firms including UBS Securities LLC and ABN AMRO Incorporated. Peter currently works at Clear Street LLC and is registered with FINRA and the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/23/2022 - Present
Clear Street LLC (NEW YORK NY)
NY
12/05/2003 - 01/03/2022
UBS SECURITIES LLC (NEW YORK NY)
CT
03/01/2002 - 12/05/2003
ABN AMRO INCORPORATED (STAMFORD CT)
NY
10/20/1999 - 03/01/2002
ABN AMRO SECURITIES LLC (NEW YORK NY)
BC
Issued 10/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
L
Long-Term Stock Exchange, Inc.
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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