Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter James Formanek is a securities professional with over 13 years of experience in the industry. Peter is a Principal of Young America Capital, LLC based in Mamaroneck, New York. Peter holds a variety of licenses and registrations, including Series 7, Series 24, Series 28, Series 50, Series 54, Series 63, Series 79TO, and Series 99TO, and is a registered representative in over 25 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/09/2010 - Present
Young America Capital, LLC (MAMARONECK NY)
BC
Issued 09/16/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 07/05/2019
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 08/25/2009
Series 24 - General Securities Principal Examination
BC
Issued 07/13/2009
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 08/04/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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