Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Engstrom is an investment advisor representative with Associated Investment Services, Inc.. Peter has been a registered investment advisor representative since 2001. Prior to Associated Investment Services, Inc., Peter worked at a number of firms in the investment advisory industry, including WELLS FARGO FUNDS DISTRIBUTOR, LLC, PRIMEVEST FINANCIAL SERVICES, INC., CADARET, GRANT & CO., INC., NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, and ROBERT W. BAIRD & CO. INCORPORATED. Peter holds the Series 6, 7, 63 and 66 licenses as well as the SIE exam. Peter is a Certified Financial Planner. Peter specializes in providing financial planning, portfolio management for individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Mutual fund wrap
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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WI
07/23/2008 - Present
Associated Investment Services, Inc. (MUKWONAGO WI)
WI
06/13/2006 - 07/09/2008
WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)
WI
01/10/2006 - 05/23/2006
PRIMEVEST FINANCIAL SERVICES, INC. (WAUWATOSA WI)
NY
05/17/2005 - 12/31/2005
CADARET, GRANT & CO., INC. (SYRACUSE NY)
WI
03/13/2001 - 08/04/2003
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
03/13/2001 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 07/07/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2006
Series 7 - General Securities Representative Examination
BC
Issued 03/12/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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