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Peter James Druhot

Hilltop Securities Inc.

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About Peter James Druhot

Peter Druhot is a financial advisor at Hilltop Securities Inc. Peter has been in the financial services industry since 1995 and is registered with FINRA and 53 state securities authorities. Peter previously worked at RBC Capital Markets, LLC, Piper Jaffray & Co., Janney Montgomery Scott LLC, UBS Securities LLC, UBS Financial Services Inc. and Everen Securities, Inc.. Peter holds the Series 6, 7, 50, 52TO, 53, 57TO and SIE licenses.

Firm Information

Peter Druhot is currently registered with Hilltop Securities Inc.. Hilltop Securities Inc. is a corporation formed in 1991 and headquartered in Dallas, Texas. They are a registered investment advisor with over $1 billion in assets under management, serving a diverse client base including individuals, corporations, and charitable organizations. The firm provides a range of services including financial planning, portfolio management, educational seminars, and publication of periodicals. Their website and LinkedIn profile provide further information about their services and team.
Hilltop Securities Inc.

717 N. HARWOOD STREET

DALLAS, TX 75201

$1.87B

Assets Under Management

9

Total Clients

402

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1 fees

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Peter Druhot’s Registration & Firm History

TX

05/25/2021 - Present

Hilltop Securities Inc. (DALLAS TX)

NY

08/16/2010 - 04/22/2021

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

09/17/2009 - 08/12/2010

PIPER JAFFRAY & CO. (NEW YORK NY)

PA

08/05/2008 - 09/22/2009

JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)

NY

01/16/2006 - 06/25/2008

UBS SECURITIES LLC (NEW YORK NY)

NJ

10/17/1996 - 01/16/2006

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

MO

06/20/1995 - 10/03/1996

EVEREN SECURITIES, INC. (ST. LOUIS MO)

CT

03/06/1995 - 05/30/1995

PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)

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Licenses & Designations

BC

Issued 09/17/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/19/2011

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 08/14/2021

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/12/1996

Series 7 - General Securities Representative Examination

BC

Issued 03/03/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Peter James Druhot.
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