Unclaimed
Peter Druhot is a financial advisor at Hilltop Securities Inc. Peter has been in the financial services industry since 1995 and is registered with FINRA and 53 state securities authorities. Peter previously worked at RBC Capital Markets, LLC, Piper Jaffray & Co., Janney Montgomery Scott LLC, UBS Securities LLC, UBS Financial Services Inc. and Everen Securities, Inc.. Peter holds the Series 6, 7, 50, 52TO, 53, 57TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
05/25/2021 - Present
Hilltop Securities Inc. (DALLAS TX)
NY
08/16/2010 - 04/22/2021
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
09/17/2009 - 08/12/2010
PIPER JAFFRAY & CO. (NEW YORK NY)
PA
08/05/2008 - 09/22/2009
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NY
01/16/2006 - 06/25/2008
UBS SECURITIES LLC (NEW YORK NY)
NJ
10/17/1996 - 01/16/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MO
06/20/1995 - 10/03/1996
EVEREN SECURITIES, INC. (ST. LOUIS MO)
CT
03/06/1995 - 05/30/1995
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
BC
Issued 09/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 08/14/2021
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/1996
Series 7 - General Securities Representative Examination
BC
Issued 03/03/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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