Unclaimed
Peter James Desnoyers is an investment advisor representative who has been in the industry since May 4, 1984. Peter currently works for Morgan Stanley and is registered in several states. Peter has previously worked for several firms, including CITIGROUP GLOBAL MARKETS INC., FIRST UNION SECURITIES, INC., FIRST UNION CAPITAL MARKETS CORP., PRUDENTIAL SECURITIES INCORPORATED, MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY, SUMMIT EQUITIES, INC., NEL EQUITY SERVICES CORPORATION and FIRST INVESTORS CORPORATION. Peter has passed several industry exams, including the Series 6, Series 7, and Series 63 exams. Peter holds the designation of Certified Financial Planner. Peter is a well-experienced investment advisor representative who can help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
04/08/2020 - Present
Morgan Stanley (Warren NJ)
NJ
10/13/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BEDMINSTER NJ)
MO
10/01/1999 - 10/27/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
09/11/1995 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
02/25/1987 - 09/15/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
06/13/1986 - 04/16/1987
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
NA
04/11/1986 - 03/24/1987
SUMMIT EQUITIES, INC.
NA
10/08/1984 - 05/19/1986
NEL EQUITY SERVICES CORPORATION
NA
08/29/1983 - 01/31/1984
FIRST INVESTORS CORPORATION
IA
Issued 01/12/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
BC
Issued 08/25/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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