Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Dale is a financial advisor with Raymond James Financial Services Advisors, Inc. based in Memphis, TN. Peter has been in the financial industry since 2010. Peter is a CERTIFIED FINANCIAL PLANNER™ professional and specializes in retirement planning, education planning, investment management, insurance planning, estate planning, and business planning. Peter has a wide range of experience serving individual clients as well as corporations and institutions. Peter holds several industry licenses, including Series 7, Series 63, Series 9, and Series 10, and has a strong track record of success in helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TN
02/01/2019 - Present
Raymond James Financial Services Advisors, Inc. (Memphis TN)
TN
02/26/2018 - 10/09/2018
TD AMERITRADE, INC. (MEMPHIS TN)
TN
04/23/2010 - 02/26/2018
SCOTTRADE, INC. (MEMPHIS TN)
BOTH
Issued 02/03/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/11/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/11/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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