Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter James Coleman is a financial professional with over 30 years of experience in the industry. Coleman currently works with Stonex Financial Inc. Coleman is a registered representative with FINRA and holds a Series 7, Series 24, Series 4, Series 55, Series 57TO, Series 99TO, and Series 63 license. Coleman also passed the Securities Industry Essentials Exam (SIE). Coleman has previously held positions with COWEN AND COMPANY, COWEN EXECUTION SERVICES LLC, and EXECUTION SERVICES INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/20/2019 - Present
Stonex Financial Inc. (NEW YORK NY)
NY
05/31/2017 - 07/10/2019
COWEN AND COMPANY (NEW YORK NY)
NY
01/01/1994 - 12/31/2017
COWEN EXECUTION SERVICES LLC (NEW YORK NY)
NY
04/24/1990 - 01/01/1994
EXECUTION SERVICES INCORPORATED (NEW YORK NY)
BC
Issued 07/16/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2020
Series 4 - Registered Options Principal Examination
BC
Issued 12/07/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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