Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter James Coleman is an active advisor registered with LPL Financial LLC in Darien, CT. Peter has been a financial advisor since 1990 and has held positions with several well-known firms throughout their career, including AVANT AX INVESTMENT SERVICES, INC., INFINEX INVESTMENTS, INC., and MORGAN STANLEY DW INC. Peter is a Series 7, Series 24, and Series 63 licensed professional. They also hold a Series 65 license, which qualifies them to provide investment advisory services. Peter is a graduate of DePaul University and the American College, and they offer a variety of financial planning services including portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
01/13/2020 - Present
LPL Financial LLC (DARIEN CT)
CT
01/12/2007 - 01/10/2020
AVANTAX INVESTMENT SERVICES, INC. (Darien CT)
MA
03/15/2005 - 12/18/2006
INFINEX INVESTMENTS, INC. (NEWBURYPORT MA)
IL
09/07/2004 - 02/24/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
OH
01/08/2003 - 09/07/2004
CHARTER ONE SECURITIES, INC. (CLEVELAND OH)
TX
06/24/2002 - 12/31/2002
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
NY
11/03/1998 - 07/26/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
CT
07/17/1996 - 01/27/1997
CONSTITUTION CAPITAL CORP. (WESTPORT CT)
NY
06/26/1991 - 05/02/1996
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
12/07/1988 - 12/13/1989
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
NA
06/22/1988 - 10/31/1988
OPPENHEIMER & CO., INC.
NA
09/14/1987 - 05/11/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
07/23/1986 - 09/25/1987
PRUDENTIAL-BACHE SECURITIES INC.
IA
Issued 11/19/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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