Invested Better
Unclaimed

Unclaimed

Unclaimed

Peter James Albano

Oppenheimer & Co. Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Peter? Claim Your Profile

About Peter James Albano

Peter Albano is a financial professional with over 35 years of experience in the financial services industry. Peter currently works at Oppenheimer & Co. Inc., specializing in providing financial planning, portfolio management, and investment advisory services. Prior to Oppenheimer, Peter held positions at BNP PARIBAS SECURITIES CORP., RBS SECURITIES INC., J.P.MORGAN SECURITIES INC., SALOMON BROTHERS INC., SHEARSON LEHMAN BROTHERS INC., MOORE & SCHLEY, CAMERON & CO., and FIRST JERSEY SECURITIES, INC. Peter is licensed in 52 states across the country, holding a wide range of licenses and certifications that reflect his expertise and commitment to serving clients.

Firm Information

Peter Albano is currently registered with Oppenheimer & Co. Inc.. Oppenheimer & Co. Inc. is a corporation formed in December 1954 and headquartered in New York City. The firm provides a range of advisory services, including financial planning, pension consulting, selection of other advisors, portfolio management for businesses, individuals, and pooled investment vehicles. Oppenheimer & Co. Inc. manages approximately $1 billion to $10 billion in assets for a diverse clientele, including individuals, corporations, institutions, and government entities. The firm is registered with the SEC and in all 50 states.
Oppenheimer & Co. Inc.

85 BROAD STREET

NEW YORK, NY 10004

$27.45B

Assets Under Management

Not reported

Total Clients

1,429

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Peter Albano’s Registration & Firm History

NY

01/02/2013 - Present

Oppenheimer & Co. Inc. (NEW YORK NY)

NY

12/07/2010 - 09/18/2012

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

CT

01/05/2009 - 09/07/2010

RBS SECURITIES INC. (STAMFORD CT)

NY

01/20/1992 - 10/22/2008

J.P.MORGAN SECURITIES INC. (NEW YORK NY)

NY

10/07/1987 - 11/21/1991

SALOMON BROTHERS INC. (NEW YORK NY)

NA

06/03/1985 - 11/11/1985

SHEARSON LEHMAN BROTHERS INC.

NA

02/14/1984 - 06/11/1985

MOORE & SCHLEY, CAMERON & CO.

NA

10/19/1983 - 02/03/1984

FIRST JERSEY SECURITIES, INC.

Not sure if Peter James Albano is right for you?

Licenses & Designations

BC

Issued 06/01/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/26/2018

Series 53 - Municipal Securities Principal Examination

BC

Issued 09/04/2001

Series 24 - General Securities Principal Examination

BC

Issued 08/09/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/27/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Peter James Albano.
Not sure if Peter James Albano is right for you?