Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Keith is a financial professional with over 20 years of experience in the industry. Peter is currently registered with Piper Sandler & Co. in New York, NY and has been registered with them since 2011. Peter has previously worked for firms such as JMP Securities LLC, Piper Jaffray & Co., PFPC Distributors, Inc., Provident Distributors, Inc. and NationsBanc Montgomery Securities LLC. Peter is licensed to provide financial advice and securities products. Peter is also registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/21/2011 - Present
Piper Sandler & Co. (NEW YORK NY)
NY
12/01/2009 - 05/26/2011
JMP SECURITIES LLC (NEW YORK NY)
MN
07/20/2005 - 12/04/2009
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
ME
01/02/2001 - 07/31/2003
PFPC DISTRIBUTORS, INC. (PORTLAND ME)
PA
01/08/1999 - 01/02/2001
PROVIDENT DISTRIBUTORS, INC. (KING OF PRUSSIA PA)
NY
10/01/1998 - 12/31/1998
NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)
CA
05/29/1998 - 10/01/1998
BANCAMERICA SECURITIES, INC. (SAN FRANCISCO CA)
BC
Issued 02/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/23/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/19/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/27/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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