Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter West is a financial advisor registered with Charles Schwab & Co., Inc., located in Chesterfield, MO. Peter has been in the financial services industry since August 19, 2021. Peter offers financial planning and advisory services. They have a broad range of experience in the financial services industry, having previously worked with TD Ameritrade, Inc.. They hold numerous licenses and certifications. These include Series 3, Series 7, Series 9, Series 10, Series 34 and Series 63 licenses. Peter is also registered to provide securities services in 53 states, including Alabama, Alaska, Arizona, and Arkansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
MO
10/12/2022 - Present
Charles Schwab & CO., Inc. (Chesterfield MO)
MO
08/20/2021 - 05/19/2024
TD AMERITRADE, INC. (St. Louis MO)
BC
Issued 08/31/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/23/2024
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 05/03/2023
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/22/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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