Unclaimed
Peter Van houten is a financial advisor with LPL Financial LLC. Peter has over 30 years of experience in the financial services industry. Peter is registered with the following regulators: FINRA, SEC and State of Illinois. Peter's current registrations are in Illinois and Texas. Peter has a wide range of experience and expertise in financial planning, portfolio management, and investment advisory services. Peter provides consulting and other non-discretionary advisory services, financial planning, and pension consulting. Peter also offers educational seminars. Peter has held previous roles with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Brewer Financial Services, LLC, Amcore Investment Services, Inc, Lasalle Financial Services, Inc., Charter One Securities, Inc., Investment Network, Inc., La Salle St. Securities, Inc., and StockService Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
11/24/2017 - Present
LPL Financial LLC (FORT MILL SC)
IL
12/13/2016 - 11/28/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROLLING MEADOWS IL)
IL
11/11/2010 - 10/21/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
IL
06/14/2010 - 10/27/2010
BREWER FINANCIAL SERVICES, LLC (CHICAGO IL)
IL
09/10/2007 - 06/16/2010
AMCORE INVESTMENT SERVICES, INC (ROCKFORD IL)
IL
01/29/2002 - 07/31/2007
LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)
OH
11/15/1999 - 02/23/2000
CHARTER ONE SECURITIES, INC. (CLEVELAND OH)
IL
12/10/1985 - 02/23/2000
INVESTMENT NETWORK, INC. (FRANKLIN PARK IL)
NA
07/08/1985 - 12/05/1985
LA SALLE ST. SECURITIES, INC.
NA
02/24/1984 - 07/23/1985
STOCKSERVICE CORP
IA
Issued 03/07/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/27/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/1991
Series 4 - Registered Options Principal Examination
BC
Issued 11/07/1985
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/19/1984
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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