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Peter J Ulmer

Citizens JMP Securities, LLC

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About Peter J Ulmer

Peter J Ulmer is a registered representative with Citizens JMP Securities, LLC. Peter has been in the securities industry since 2021 and holds the Series 79TO, Series 63, and SIE exams. Peter is registered to do business in New York. Prior to joining Citizens JMP Securities, LLC, Peter worked at Citizens Capital Markets.

Firm Information

Peter Ulmer is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Ulmer’s Registration & Firm History

NY

08/01/2023 - Present

Citizens JMP Securities, LLC (NEW YORK NY)

NY

07/31/2021 - 08/01/2023

CITIZENS CAPITAL MARKETS (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/12/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/30/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 04/22/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter J Ulmer.
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