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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter J. Simmonds is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. located in Syracuse, NY. Peter Simmonds has been in the industry for over 17 years, working with a wide range of clients, including individuals, high-net-worth individuals, businesses, corporations, insurance companies, pension and profit-sharing plans, charitable organizations, state and municipal government entities, and investment companies. Peter Simmonds is also registered to provide investment advisory services in several states, including New York, New Jersey, Connecticut, Texas, and Arizona. Peter Simmonds offers a variety of investment advisory services, including portfolio management for individuals and businesses, pension consulting, and selection of other advisors. Peter Simmonds's previous employment includes BANC of America Investment Services, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Peter Simmonds holds several professional licenses and designations, including Series 7, Series 66, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/27/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SYRACUSE NY)
NY
05/12/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LATHAM NY)
NY
03/16/2005 - 05/17/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SYRACUSE NY)
BOTH
Issued 04/06/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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