Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter J. Romano is a financial advisor with over 16 years of experience in the industry. He is currently registered with Mutual Of America Securities LLC and holds Series 6, 63, and 99TO licenses. Peter has previously held positions at Mutual Of America Life Insurance Company and Fidelity Investments Institutional Services Company, Inc. Peter is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/30/2007 - Present
Mutual OF America Securities LLC (Boca Raton FL)
RI
05/30/2007 - 11/11/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (Providence RI)
MA
01/31/2007 - 05/31/2007
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)
BC
Issued 03/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Peter Romano is the right advisor for you? Invested Better is here to help.
