Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Marcon is a financial advisor based in New York, NY. Peter Marcon has been in the financial industry since 1986 and is currently registered with Wells Fargo Clearing Services, LLC. Peter Marcon specializes in providing investment advisory services to individuals, businesses, and institutional clients. Prior to joining Wells Fargo Clearing Services, LLC, Peter Marcon worked at Raymond James & Associates, Inc., Park Avenue Securities LLC, Cowen and Company, and Bear, Stearns & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
12/01/2023 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
03/09/2018 - 12/05/2023
RAYMOND JAMES & ASSOCIATES, INC. (New York NY)
NY
08/30/2016 - 06/01/2017
PARK AVENUE SECURITIES LLC (RYE BROOK NY)
NY
07/18/2008 - 12/07/2015
COWEN AND COMPANY (NEW YORK NY)
NY
04/13/2004 - 06/17/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
06/16/1987 - 04/13/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
06/19/1986 - 01/06/1987
CITICORP FINANCIAL SERVICES,INC.
NA
04/18/1984 - 05/27/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 01/17/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/29/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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