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Peter J MacGuire

Pickwick Capital Partners, LLC

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About Peter J MacGuire

Peter MacGuire is a financial advisor who has been in the industry since 2004. Peter is currently registered with Pickwick Capital Partners, LLC. Peter has held previous roles with Alyssa LLC, CAVU Securities LLC, Meridian Equity Partners, Inc., Brimberg & Co., Source Capital Group, Inc., Tucker Anthony Incorporated, Alex. Brown & Sons Incorporated, A B D Securities Corporation, Carl Marks & Co., Inc., Fahnestock & Co., Shearson Loeb Rhoades Inc. and Lebenthal & Co., Inc.. Peter is licensed to sell securities in Connecticut and New York.

Firm Information

Peter MacGuire is currently registered with Pickwick Capital Partners, LLC. Pickwick Capital Partners, LLC is a Limited Liability Company formed in August 2007. The firm is registered with the SEC and 43 states.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter MacGuire’s Registration & Firm History

NY

04/11/2019 - Present

Pickwick Capital Partners, LLC (WHITE PLAINS NY)

NY

08/01/2017 - 09/01/2018

ALYSSA LLC (NEW YORK NY)

NY

02/11/2015 - 06/07/2017

CAVU SECURITIES LLC (NEW YORK NY)

NY

11/02/2009 - 10/13/2010

MERIDIAN EQUITY PARTNERS, INC. (NEW YORK NY)

NY

03/11/2009 - 11/03/2009

BRIMBERG & CO. (NEW YORK NY)

CT

05/08/2002 - 10/27/2003

SOURCE CAPITAL GROUP, INC. (WESTPORT CT)

MA

09/28/1990 - 05/17/1991

TUCKER ANTHONY INCORPORATED (BOSTON MA)

NA

01/23/1989 - 09/13/1990

ALEX. BROWN & SONS INCORPORATED

NA

01/01/1988 - 01/04/1989

A B D SECURITIES CORPORATION

NA

03/05/1987 - 11/24/1987

CARL MARKS & CO., INC.

NA

03/17/1981 - 01/23/1984

FAHNESTOCK & CO.

NA

07/16/1980 - 04/06/1981

SHEARSON LOEB RHOADES INC.

NA

09/19/1979 - 04/28/1980

LEBENTHAL & CO., INC.

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Licenses & Designations

BC

Issued 02/17/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/2015

Series 7 - General Securities Representative Examination

BC

Issued 07/01/1992

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter J MacGuire.
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