Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter j? Claim Your ProfilePeter J. Ierardi has been in the financial services industry since December 6, 1992. Peter is currently registered with UBS Financial Services Inc. as a Registered Representative. Peter has been with UBS Financial Services Inc. since July 2011. Previously, Peter worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated from December 7, 1992 to January 8, 2009. Peter is licensed in 28 states, including Delaware, Florida, Pennsylvania, Texas, and more. Peter holds a Series 3, Series 7, Series 9, Series 10, Series 63 and Series 65 licenses. Peter specializes in providing financial advice to individuals, businesses, corporations, pension and profit-sharing plans, and charitable organizations. Peter also has experience in providing financial planning, investment advice, and portfolio management services. Peter's commitment to providing personalized and professional financial advice has earned him the trust of clients throughout his career.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
DE
05/08/2024 - Present
UBS Financial Services Inc. (GREENVILLE DE)
PA
12/07/1992 - 01/08/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BALA CYNWYD PA)
IA
Issued 11/07/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/09/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2010
Series 3 - National Commodity Futures Examination
BC
Issued 11/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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