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Peter J Hauser

ADP Broker-Dealer, Inc.

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About Peter J Hauser

Peter Hauser is a financial advisor with over 17 years of experience in the industry. Peter joined ADP Broker-Dealer, Inc. in 2013 and is currently registered with them. Before joining ADP, Peter was registered with HORNOR, TOWNSEND & KENT, INC. and PARK AVENUE SECURITIES LLC. Peter holds the Series 6, SIE and Series 63 licenses. Peter is registered in 37 states, including Alabama, Alaska, Arizona, California, Colorado, Connecticut, Florida, Georgia, Idaho, Illinois, Indiana, Kansas, Kentucky, Louisiana, Maine, Maryland, Michigan, Minnesota, Missouri, Montana, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, South Dakota, Tennessee, Texas, Utah, Virginia, Washington and Wyoming.

Firm Information

Peter Hauser is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Hauser’s Registration & Firm History

NJ

07/22/2013 - Present

ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)

PA

08/18/2005 - 10/20/2005

HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)

NY

12/03/2004 - 08/26/2005

PARK AVENUE SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/01/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/22/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter J Hauser.
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