Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter J. Grogan is an investment advisor representative who has been in the industry for over 30 years. Peter is currently registered with United Capital Financial Advisors. Peter has also been associated with Girard Securities, Inc., Harold C. Brown & Co., LLC, Harold C. Brown & Co., Inc., American Express Financial Advisors Inc., and IDS Financial Services Inc. Peter is registered in both New York and South Carolina. He provides financial planning and portfolio management for a wide range of clients, including individuals, corporations, and charitable organizations. He is also a Certified Financial Planner. Peter's expertise includes insurance planning and investment strategies, and he is committed to providing his clients with personalized, comprehensive financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sub-adviser for other investment advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
05/23/2023 - Present
United Capital Financial Advisors (BUFFALO NY)
NY
01/03/2012 - 10/23/2017
GIRARD SECURITIES, INC. (BUFFALO NY)
NY
06/11/2003 - 12/31/2011
HAROLD C. BROWN & CO., LLC (BUFFALO NY)
NY
10/12/1998 - 06/30/2003
HAROLD C. BROWN & CO., INC. (BUFFALO NY)
MN
11/05/1982 - 10/26/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
NA
11/05/1982 - 12/24/1986
IDS FINANCIAL SERVICES INC.
IA
Issued 12/04/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/23/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
BC
Issued 12/06/1983
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 11/04/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
Not sure Peter Grogan is the right advisor for you? Invested Better is here to help.
