Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter J. Cox is a financial advisor with LPL Financial LLC in Mesquite, NV. Peter has been in the financial industry since April 1994. He is licensed to provide securities and investment advisory services in multiple states. His past employment includes roles at MML Investors Services, LLC, Union Gaming Advisors, Wells Fargo Securities, LLC and Bear, Stearns & Co. Inc. Peter's specialties include helping individuals, businesses, corporations, and retirement plans. He offers a variety of financial planning and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NV
02/26/2018 - Present
LPL Financial LLC (MESQUITE NV)
NV
01/25/2017 - 01/10/2018
MML INVESTORS SERVICES, LLC (LAS VEGAS NV)
NV
11/13/2014 - 10/27/2015
UNION GAMING ADVISORS (LAS VEGAS NV)
NY
06/04/2008 - 07/29/2014
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
NY
10/02/1992 - 07/11/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BOTH
Issued 02/15/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/04/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/06/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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