Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Bang is a financial professional with over 23 years of experience in the industry. Peter is currently registered with ERG Securities (us) LLC in Norwalk, CT. Peter has a Series 7, Series 24, Series 63, and Series 79TO licenses and is also a SIE exam holder. Prior to joining ERG Securities (us) LLC, Peter was associated with GCA Advisors, LLC, Keefe, Bruyette & Woods, Inc., Fox-Pitt, Kelton Incorporated, Lazard Frères & Co. LLC, Deutsche Bank Securities Inc. and BT Alex. Brown Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
03/12/2018 - Present
ERG Securities (us) LLC (Norwalk CT)
NY
12/20/2017 - 03/13/2018
GCA ADVISORS, LLC (NEW YORK NY)
NY
03/31/2014 - 12/01/2017
GCA ADVISORS, LLC (NEW YORK NY)
NY
04/01/2003 - 03/24/2014
KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)
NY
05/21/2001 - 04/01/2003
FOX-PITT,KELTON INCORPORATED (NEW YORK NY)
NY
03/16/2000 - 04/26/2001
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
06/14/1999 - 11/01/1999
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
01/06/1999 - 06/14/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
BC
Issued 01/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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