Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Babbles is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc.. Peter is a registered representative with the firm and is registered to provide investment advice in a number of states. Peter has been working in the financial industry since 2011 and has a strong background in providing investment advice. Peter specializes in a range of areas including Portfolio Management for Individuals, Portfolio Management for Businesses, Pension Consulting, and Education Seminars. Peter has held previous positions at MORGAN STANLEY SMITH BARNEY and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/22/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FAYETTEVILLE NY)
VA
06/28/2011 - 05/15/2012
MORGAN STANLEY SMITH BARNEY (RICHMOND VA)
VA
10/08/2010 - 12/15/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RICHMOND VA)
BOTH
Issued 08/05/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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