Unclaimed
Peter J. Arment is a financial advisor at Robert W. Baird & Co. Inc. Peter J. Arment has over 10 years of experience in the financial services industry, with a focus on providing investment advice and portfolio management services to individuals and institutions. Peter J. Arment is a licensed Series 7, 86, 87, and 63, and holds the SIE certification. Peter J. Arment has previously worked for CRT CAPITAL GROUP LLC, STERNE, AGEE & LEACH, INC., GLEACHER & COMPANY SECURITIES, INC., and BROADPOINT AMTECH, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
NY
08/26/2016 - Present
Robert W. Baird & Co. Inc. (New York NY)
RI
04/20/2015 - 06/30/2016
CRT CAPITAL GROUP LLC (Newport RI)
NY
10/26/2011 - 04/20/2015
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NY
06/16/2010 - 10/11/2011
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
CT
09/12/2007 - 06/24/2010
BROADPOINT AMTECH, INC. (GREENWICH CT)
BC
Issued 07/16/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/14/2007
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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