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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter J. Alexopoulos is a financial advisor with UBS Financial Services Inc. Peter has been in the financial services industry since 1997. Peter is registered with FINRA as a general securities representative, a securities principal, and a futures managed funds professional. Peter has experience working with individuals, high-net-worth individuals, corporations, and institutional clients. Prior to joining UBS Financial Services Inc., Peter worked for Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., and Fidelity Brokerage Services LLC. Peter is currently registered with the state of Texas, and has previously been registered with numerous other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
10/24/2008 - Present
UBS Financial Services Inc. (SPRINGFIELD MA)
MA
04/02/2007 - 11/03/2008
MORGAN STANLEY & CO. INCORPORATED (SPRINGFIELD MA)
MA
11/04/2003 - 04/02/2007
MORGAN STANLEY DW INC. (SPRINGFIELD MA)
RI
11/11/1997 - 11/05/2003
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
IA
Issued 08/13/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/23/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 11/10/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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