Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Ivan Dierks is a financial advisor with RBC Capital Markets, LLC, based in Seattle, Washington. Peter Dierks has been in the industry since 2000 and holds a Series 63, 65, 7, 6, 52TO, 9, 10, 4, 24, and SIE. He previously worked with UBS Financial Services Inc., TIAA-CREF Individual & Institutional Services, LLC, Wells Fargo Advisors, LLC, Wells Fargo Investments, LLC, Sharebuilder Securities Corporation, Banc of America Investment Services, Inc., and BA Investment Services, Inc. Peter Dierks specializes in providing portfolio management for individuals and businesses, pension consulting, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
05/22/2023 - Present
RBC Capital Markets, LLC (SEATTLE WA)
WA
07/18/2017 - 05/15/2023
UBS FINANCIAL SERVICES INC. (SEATTLE WA)
WA
03/13/2012 - 04/05/2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (SEATTLE WA)
WA
01/03/2011 - 11/23/2011
WELLS FARGO ADVISORS, LLC (SEATTLE WA)
WA
06/25/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SEATTLE WA)
WA
05/25/2006 - 06/16/2008
SHAREBUILDER SECURITIES CORPORATION (BELLEVUE WA)
MA
07/12/1999 - 12/31/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
03/31/1999 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
IA
Issued 04/12/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/16/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/12/2007
Series 4 - Registered Options Principal Examination
BC
Issued 12/06/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/1999
Series 7 - General Securities Representative Examination
BC
Issued 03/30/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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