Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Hungru Chen is a financial advisor with Tiaa-Cref Individual & Institutional Services, LLC, based in Gaithersburg, MD. Peter has been in the financial services industry since 1999 and holds Series 63, 65, 66, and 7 licenses. Peter has prior experience with Independent Financial Group, LLC, Lighthouse Financial Group, LLC, GunnAllen Financial, Inc, Sentra Securities Corporation, UBS PaineWebber Inc, and Citicorp Investment Services. Peter specializes in financial planning, selection of other advisors, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
MD
03/21/2016 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Gaithersburg MD)
MD
06/04/2014 - 02/29/2016
INDEPENDENT FINANCIAL GROUP, LLC (ROCKVILLE MD)
NY
02/01/2005 - 11/01/2006
LIGHTHOUSE FINANCIAL GROUP, LLC (NEW YORK NY)
FL
08/29/2003 - 12/02/2004
GUNNALLEN FINANCIAL, INC (TAMPA FL)
AZ
12/03/2001 - 09/08/2003
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
NJ
01/08/1999 - 11/16/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
10/23/1996 - 01/12/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BOTH
Issued 06/21/2014
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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