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Peter Hugh Cavallini

Prudential Investment Management Services LLC

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About Peter Hugh Cavallini

Peter Cavallini is a financial advisor with Prudential Investment Management Services LLC. Peter Cavallini is registered in 51 states and the District of Columbia. Peter Cavallini has been in the financial services industry since January 28, 2008 and holds the following licenses: Series 6, Series 7, Series 63, Series 65 and SIE. Peter Cavallini has previously been employed by Lord Abbett Distributor LLC, LightSpeed Trading, LLC and Evolution Financial Technologies, LLC. Peter Cavallini has also worked with Oppenheimer & Co. Inc. and New England Securities.

Firm Information

Peter Cavallini is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter Cavallini’s Registration & Firm History

NJ

02/15/2017 - Present

Prudential Investment Management Services LLC (NEWARK NJ)

NJ

06/30/2016 - 01/06/2017

LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)

NJ

11/25/2015 - 03/18/2016

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

NY

12/14/2009 - 11/15/2010

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

05/06/2008 - 12/24/2009

LIGHTSPEED TRADING, LLC (NEW YORK NY)

NJ

08/07/2006 - 05/06/2008

EVOLUTION FINANCIAL TECHNOLOGIES, LLC (ISELIN NJ)

NY

10/28/2004 - 03/22/2005

NEW ENGLAND SECURITIES (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/21/2017

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 03/07/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/25/2015

Series 7 - General Securities Representative Examination

BC

Issued 10/26/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Hugh Cavallini.
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