Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Hooker is a financial advisor currently registered with Citigroup Global Markets Inc.. Peter has been a financial advisor since June 1997 and has worked at several firms including Wells Fargo Clearing Services, LLC, Wells Fargo Investments, LLC, and BANC of America Investment Services, Inc. Peter has passed exams Series 6, 7, 63, and 65 as well as the SIE exam. Peter specializes in providing financial advice to individuals, businesses, pension plans, and charitable organizations. The firm Citigroup Global Markets Inc. manages over $40 billion in assets and has over 53,000 client accounts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
12/05/2022 - Present
Citigroup Global Markets Inc. (SAN FRANCISCO CA)
CA
01/03/2011 - 11/23/2022
WELLS FARGO CLEARING SERVICES, LLC (SAN FRANCISCO CA)
CA
08/06/2002 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MA
02/27/2001 - 12/19/2001
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MN
08/21/1998 - 02/23/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/21/1998 - 02/23/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NJ
09/04/1996 - 02/11/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
CA
01/09/1995 - 06/07/1996
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
IA
Issued 05/26/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1996
Series 7 - General Securities Representative Examination
BC
Issued 01/06/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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