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Peter Hiep A

Nylife Securities LLC

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About Peter Hiep A

Peter Hiep A is a Registered Representative with Nylife Securities LLC, a licensed investment firm in California. Peter has obtained his Series 63, Series 6TO, and SIE licenses. Peter's current employment began on December 12, 2023.

Firm Information

Peter A is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Peter A’s Registration & Firm History

CA

12/12/2023 - Present

Nylife Securities LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 12/22/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/11/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 03/31/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Hiep A.
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