Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Blum is a financial professional with over 30 years of experience in the securities industry. He is currently a registered representative with Lucid Capital Markets, LLC. Prior to joining Lucid Capital Markets, LLC, Peter was employed by Ladenburg Thalmann & Co. Inc., Gaines, Berland Inc., Rodman & Renshaw Inc., Banca IMI Securities Corp., and Houghton Capital Corporation. Peter holds the following licenses and certifications: Series 7, Series 24, Series 63, Series 79TO, Series 82TO and the Securities Industry Essentials Examination (SIE). Peter is registered with the following states: Arizona, California, Connecticut, Florida, Illinois, Maryland, Massachusetts, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Texas, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/06/2024 - Present
Lucid Capital Markets, LLC (New York NY)
NY
12/09/2004 - 05/09/2024
LADENBURG THALMANN & CO. INC. (NEW YORK NY)
NY
05/01/1997 - 04/09/1999
GAINES, BERLAND INC. (BETHPAGE NY)
IL
03/24/1995 - 04/23/1997
RODMAN & RENSHAW INC. (CHICAGO IL)
NY
12/01/1994 - 03/31/1995
BANCA IMI SECURITIES CORP. (NEW YORK NY)
NA
12/13/1983 - 08/14/1989
HOUGHTON CAPITAL CORPORATION
BC
Issued 03/05/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2006
Series 24 - General Securities Principal Examination
BC
Issued 05/06/2024
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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