Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Dellarocca is a financial advisor registered with Charles Schwab & CO., Inc., and has over 30 years of experience in the financial services industry. Peter is a licensed investment advisor representative in California. Peter's expertise lies in providing personalized financial advice to individuals and families, focusing on wealth management, retirement planning, and investment strategies. With a strong understanding of the financial markets and a commitment to client service, Peter helps his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
09/13/2010 - Present
Charles Schwab & CO., Inc. (San Francisco CA)
TX
03/18/1993 - 12/03/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
06/03/1992 - 05/11/1993
EXPANSION CAPITAL SECURITIES (SAN FRANCISCO CA)
CO
04/24/1990 - 06/15/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
BOTH
Issued 03/17/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/04/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/29/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Peter Dellarocca is the right advisor for you? Invested Better is here to help.
