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Peter Healy

Guggenheim Funds Distributors, LLC

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About Peter Healy

Peter Healy is a registered representative with Guggenheim Funds Distributors, LLC. Peter has been in the financial services industry since 2008 and is registered to provide securities services in 53 states and the District of Columbia. Peter previously worked at TCW FUNDS DISTRIBUTORS LLC, PIMCO INVESTMENTS LLC, and ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC.

Firm Information

Peter Healy is currently registered with Guggenheim Funds Distributors, LLC. Guggenheim Funds Distributors, LLC, is a Limited Liability Company formed on November 9, 1995 and headquartered in Chicago, IL. They are registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. Their primary client type is Investment Companies, with $5,881,943,581 in assets under management. Guggenheim Funds Distributors, LLC offers portfolio management services for investment companies. Their website is HTTP://WWW.GUGGENHEIMINVESTMENTS.COM.
Guggenheim Funds Distributors, LLC

227 WEST MONROE STREET

CHICAGO, IL 60606

$5.88B

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Index licensing fee

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Peter Healy’s Registration & Firm History

IL

08/02/2024 - Present

Guggenheim Funds Distributors, LLC (Lisle IL)

NY

06/13/2014 - 12/11/2023

TCW FUNDS DISTRIBUTORS LLC (NEW YORK NY)

NY

02/14/2011 - 04/24/2014

PIMCO INVESTMENTS LLC (NEW YORK NY)

NY

08/22/2007 - 02/14/2011

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 09/17/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/21/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Healy.
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