Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Haynes is a financial advisor with over 20 years of experience in the industry. Peter is currently registered with LPL Financial LLC and has also been previously registered with Financial Resources Group Investment Services, LLC, MML Investors Services, LLC, MSI Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and UBS Financial Services Inc. Peter is a Series 7 and Series 66 licensed financial advisor and offers a range of financial services including financial planning, portfolio management for individuals and businesses, and consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
02/19/2019 - Present
LPL Financial LLC (DARIEN CT)
NY
10/17/2022 - 10/04/2023
FINANCIAL RESOURCES GROUP INVESTMENT SERVICES, LLC (Scarsdale NY)
CT
03/25/2017 - 02/08/2019
MML INVESTORS SERVICES, LLC (STAMFORD CT)
CT
09/01/2016 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (STAMFORD CT)
CT
08/04/2009 - 09/02/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FAIRFIELD CT)
CT
06/01/2001 - 08/18/2009
UBS FINANCIAL SERVICES INC. (STAMFORD CT)
BOTH
Issued 06/21/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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