Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Hoopis is an investment advisor representative at One Wealth Capital Management, LLC. Peter is based in Scottsdale, Arizona. Peter has been in the financial services industry for over 23 years. Prior to joining One Wealth Capital Management, LLC, Peter was with Park Avenue Securities LLC. Peter has a variety of experience in the financial services industry, including experience with MML Investors Services, LLC, NYLIFE Securities LLC, Northwestern Mutual Investment Services, LLC, and Robert W. Baird & Co. Incorporated. Peter is registered with the state of Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
05/24/2024 - Present
ONE Wealth Capital Management, LLC (SCOTTSDALE AZ)
IL
03/15/2021 - 06/30/2023
PARK AVENUE SECURITIES LLC (CHICAGO IL)
IL
05/07/2020 - 03/03/2021
NYLIFE SECURITIES LLC (DEERFIELD IL)
IL
06/21/2012 - 02/06/2020
MML INVESTORS SERVICES, LLC (CHICAGO IL)
IL
10/01/1999 - 04/12/2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SKOKIE IL)
WI
10/01/1999 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 03/07/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/01/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/2013
Series 24 - General Securities Principal Examination
BC
Issued 06/01/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/23/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/06/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2007
Series 7 - General Securities Representative Examination
BC
Issued 09/27/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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