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Peter Harold Kern

Ameriprise Financial Services, LLC

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About Peter Harold Kern

Peter Harold Kern is a financial advisor with Ameriprise Financial Services, LLC. Peter has over 40 years of experience in the financial industry. Peter specializes in providing financial advice and investment management services to individuals, businesses, and institutions. Peter is registered to offer investment advice in 14 states. Peter also provides consulting services to various clients.

Firm Information

Peter Kern is currently registered with Ameriprise Financial Services, LLC. Ameriprise Financial Services, LLC is a Limited Liability Company formed in 1971 and headquartered in Minneapolis, Minnesota. The firm offers a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Ameriprise has a significant presence in the United States, with a network of over 11,000 licensed agents and investment advisor representatives. The firm manages over $479 billion in assets for a diverse range of clients, including high-net-worth individuals, corporations, and pension plans.
Ameriprise Financial Services, LLC

707 2ND AVENUE SOUTH

MINNEAPOLIS, MN 55402

$479.79B

Assets Under Management

140,938

Total Clients

13,002

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation services

Asset allocation services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Peter Kern’s Registration & Firm History

NY

12/18/2023 - Present

Ameriprise Financial Services, LLC (Southampton NY)

NY

10/05/2015 - 12/13/2023

MORGAN STANLEY (RIVERHEAD NY)

NY

10/22/2013 - 09/15/2015

DREXEL HAMILTON, LLC (NEW YORK NY)

NV

07/01/2010 - 11/02/2012

GRANDFUND INVESTMENT GROUP, LLC (RENO NV)

NY

11/14/2007 - 08/01/2008

MARWOOD ALTERNATIVE ASSET MANAGEMENT LLC (NEW YORK NY)

NY

11/14/2007 - 08/01/2008

MARWOOD GROUP (NEW YORK NY)

NY

06/07/2005 - 10/29/2007

BNY CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)

TX

11/02/2004 - 05/09/2005

PENSON FINANCIAL SERVICES, INC. (DALLAS TX)

NY

09/15/2003 - 11/04/2004

MAGNA SECURITIES CORP. (NEW YORK CITY NY)

NY

01/03/2003 - 09/08/2003

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

04/24/2001 - 01/03/2003

CIBC WORLD MARKETS CORP. (NEW YORK NY)

NY

07/17/2000 - 03/06/2001

ING BARINGS LLC (NEW YORK NY)

NY

07/27/1999 - 07/24/2000

RAFFERTY CAPITAL MARKETS, INC. (GARDEN CITY NY)

NY

03/26/1990 - 09/24/1997

TITUS & DONNELLY GP (NEW YORK NY)

NA

05/02/1989 - 03/26/1990

G.I.M.B. MUNICIPAL SECURITIES BROKER

NA

03/21/1983 - 02/28/1989

EGAN, MARRIN & RUBANO, INC.

NA

04/01/1983 - 11/19/1983

CANTOR, FITZGERALD MUNICIPAL BROKERS, INC.

NA

01/19/1982 - 03/17/1983

CANTOR, FITZGERALD & CO., INC.

NA

04/21/1976 - 01/26/1982

J. J. KENNY CO., INC.

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Licenses & Designations

BOTH

Issued 02/19/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/28/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/06/1989

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/17/2000

Series 7 - General Securities Representative Examination

BC

Issued 06/04/1979

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Peter Harold Kern.
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