Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Peter? Claim Your ProfilePeter Han is a financial advisor who has been in the industry since April 16, 2011. Peter is currently registered with Mizuho Securities USA LLC and is licensed in all 50 states. Peter has previously worked at UBS Securities LLC and Credit Suisse Securities (USA) LLC. Peter's experience includes holding the Series 7 and Series 63 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/21/2024 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
02/02/2024 - 06/13/2024
UBS SECURITIES LLC (NEW YORK NY)
NY
02/21/2011 - 12/08/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 04/14/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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